Ryan Zhao

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-08-11
MO	RA	APPROVED	2022-07-28
VI	RA	APPROVED	2022-06-17
DC	RA	APPROVED	2022-06-14
PR	RA	APPROVED	2022-04-19
ND	RA	APPROVED	2022-04-11
DE	RA	APPROVED	2022-04-08
IA	RA	APPROVED	2022-04-08
NE	RA	APPROVED	2022-04-06
AK	RA	APPROVED	2022-04-05
GA	RA	APPROVED	2022-04-05
KS	RA	APPROVED	2022-04-05
LA	RA	APPROVED	2022-04-05
ME	RA	APPROVED	2022-04-05
MN	RA	APPROVED	2022-04-05
NM	RA	APPROVED	2022-04-05
NC	RA	APPROVED	2022-04-05
TX	RA	APPROVED_RES	2022-04-05
UT	RA	APPROVED	2022-04-05
VA	RA	APPROVED	2022-04-05
AL	RA	APPROVED	2022-04-04
MD	RA	APPROVED	2022-04-04
MT	RA	APPROVED	2022-04-04
NY	RA	APPROVED	2021-07-10

NJ RA
APPROVED

Since 2025-08-11
MO RA
APPROVED

Since 2022-07-28
VI RA
APPROVED

Since 2022-06-17
DC RA
APPROVED

Since 2022-06-14
PR RA
APPROVED

Since 2022-04-19
ND RA
APPROVED

Since 2022-04-11
DE RA
APPROVED

Since 2022-04-08
IA RA
APPROVED

Since 2022-04-08
NE RA
APPROVED

Since 2022-04-06
AK RA
APPROVED

Since 2022-04-05
GA RA
APPROVED

Since 2022-04-05
KS RA
APPROVED

Since 2022-04-05
LA RA
APPROVED

Since 2022-04-05
ME RA
APPROVED

Since 2022-04-05
MN RA
APPROVED

Since 2022-04-05
NM RA
APPROVED

Since 2022-04-05
NC RA
APPROVED

Since 2022-04-05
TX RA
APPROVED_RES

Since 2022-04-05
UT RA
APPROVED

Since 2022-04-05
VA RA
APPROVED

Since 2022-04-05
AL RA
APPROVED

Since 2022-04-04
MD RA
APPROVED

Since 2022-04-04
MT RA
APPROVED

Since 2022-04-04
NY RA
APPROVED

Since 2021-07-10

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Hamilton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Hoboken	NJ	05/2016	08/2017
Hsbc Bank Usa, National Association	New York	NY	08/2017	05/2021
Hsbc Securities Usa, Inc.	New York	NY	12/2018	05/2021
Hsbc Securities (Usa) Inc.	New York	NY	05/2021	Present
Hsbc Bank Usa, N.A.	New York	NY	05/2021	Present

05/2016 → 08/2017

Wells Fargo Bank, Na

Hoboken, NJ
08/2017 → 05/2021

Hsbc Bank Usa, National Association

New York, NY
12/2018 → 05/2021

Hsbc Securities Usa, Inc.

New York, NY
05/2021 → Present

Hsbc Securities (Usa) Inc.

New York, NY
05/2021 → Present

Hsbc Bank Usa, N.A.

New York, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-07
S63	Uniform Securities Agent State Law Examination	2017-04-06

S66 Uniform Combined State Law Examination

2021-07-07
S63 Uniform Securities Agent State Law Examination

2017-04-06

Other Names

Min Zhao

View on SEC IAPD