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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Thomasville | NC | 07/2020 | 03/2021 |
| Plybon And Associates | Greensboro | NC | 09/2019 | 07/2020 |
| Edward Jones | Archdale | NC | 02/2017 | 09/2019 |
| Unemployed | High Point | NC | 05/2016 | 02/2017 |
| James Wheeler | Greensboro | NC | 04/2021 | 04/2021 |
| James Wheeler | Greensboro | NC | 04/2021 | 05/2023 |
| Northwestern Mutual Investment Services Llc | Greensboro | NC | 04/2021 | 05/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2021 | 05/2023 |
| S. Sean Fitts | Raleigh | NC | 01/2022 | 05/2023 |
| Vaughn Hoban | Raleigh | NC | 01/2022 | 05/2023 |
| Casey Peterson | Raleigh | NC | 01/2022 | 05/2023 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 05/2023 | Present |
Name of Activity: Wayne Building Limited Partnership; Date Activity Started/Modified:1993-07-12; Address of Activity: 4107 Cheyenne Dr. Archdale, NC 27263; Type of Activity: Investment real estate; Describe if any other Activity:; Role/Relationship: Other; Describe if any other Roles/Relationship: Limited Partner with no managerial/activities; Responsibilities: N/a. Only a limited partner with passive investment.; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-01 |
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