Nicholas James Yeros

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-13
CO	RA	APPROVED	2021-07-12

TX RA
APPROVED_RES

Since 2021-07-13
CO RA
APPROVED

Since 2021-07-12

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	01/2017	Present
Atmos Energy Corporation	Dallas	TX	03/2016	01/2017
Schwab Wealth Advisory, Inc.	Lone Tree	CO	07/2021	Present

01/2017 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
03/2016 → 01/2017

Atmos Energy Corporation

Dallas, TX
07/2021 → Present

Schwab Wealth Advisory, Inc.

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-26
S63	Uniform Securities Agent State Law Examination	2017-06-30

S66 Uniform Combined State Law Examination

2017-09-26
S63 Uniform Securities Agent State Law Examination

2017-06-30

Other Names

Nick Yeros