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Douglas Kyle Miller

Tiaa-Cref Individual & Institutional Services, LLC

Aurora, CO

Glendale, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
AL RA APPROVED 2025-08-15
TX RA APPROVED_RES 2025-08-15
CO RA APPROVED 2018-12-11
  • VT RA
    APPROVED
    Since 2025-08-25
  • AL RA
    APPROVED
    Since 2025-08-15
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • CO RA
    APPROVED
    Since 2018-12-11

Branch Locations

Aurora, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Jonesboro AR 02/2015 02/2017
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 02/2017 Present
Tiaa Denver CO 02/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-11
S63 Uniform Securities Agent State Law Examination 2017-03-22
  • S66 Uniform Combined State Law Examination
    2018-12-11
  • S63 Uniform Securities Agent State Law Examination
    2017-03-22

View on SEC IAPD

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