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Annette Molina Smith

Rockefeller Financial LLC

Los Angeles, CA

San Bruno, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-22
  • CA RA
    APPROVED
    Since 2024-03-22

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

San Bruno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. San Francisco CA 06/2016 03/2024
First Republic Securities Company, Llc San Francisco CA 01/2017 03/2024
J.P. Morgan Securities Llc San Francisco CA 09/2023 03/2024
Rockefeller Financial Llc San Francisco CA 03/2024 07/2026
Rockefeller Financial Llc San Bruno CA 08/2026 Present
Previous Registrations
  • 2018-04-14 → 2024-03-25
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2024-03-08 → 2024-03-23
    J.P. Morgan Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-14
  • S66 Uniform Combined State Law Examination
    2018-04-14
Other Names
  • Annette Molina
  • Annette Michelle Molina
  • Annette Michelle Smith

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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