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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
NC RA APPROVED 2025-12-16
GA RA APPROVED 2025-11-04
MD RA APPROVED 2025-10-31
CA RA APPROVED 2025-08-21
  • TX RA
    APPROVED
    Since 2026-07-13
  • NC RA
    APPROVED
    Since 2025-12-16
  • GA RA
    APPROVED
    Since 2025-11-04
  • MD RA
    APPROVED
    Since 2025-10-31
  • CA RA
    APPROVED
    Since 2025-08-21

Branch Locations

601 Montgomery St Suite 108, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank San Francisco CA 03/2016 08/2021
Jp Morgan Securities Llc San Francisco CA 01/2017 08/2021
Qbem Property, Llc Millbrae CA 03/2023 04/2024
Unemployed Millbrae CA 08/2021 02/2023
Unemployed Millbrae CA 05/2024 09/2024
Jpmorgan Chase Bank, N.A. Redwood City CA 10/2024 07/2025
J.P. Morgan Securities Llc Redwood City CA 10/2024 07/2025
Hsbc Bank Usa, N.A. San Francisco CA 08/2025 Present
Hsbc Securities (Usa) Inc San Francisco CA 08/2025 Present
  • 03/2016 → 08/2021
    Jp Morgan Chase Bank
    San Francisco, CA
  • 01/2017 → 08/2021
    San Francisco, CA
  • 03/2023 → 04/2024
    Qbem Property, Llc
    Millbrae, CA
  • 08/2021 → 02/2023
    Unemployed
    Millbrae, CA
  • 05/2024 → 09/2024
    Unemployed
    Millbrae, CA
  • 10/2024 → 07/2025
    Jpmorgan Chase Bank, N.A.
    Redwood City, CA
  • 10/2024 → 07/2025
    Redwood City, CA
  • 08/2025 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 08/2025 → Present
    San Francisco, CA
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
S63 Uniform Securities Agent State Law Examination 2017-04-12
  • S66 Uniform Combined State Law Examination
    2024-12-17
  • S63 Uniform Securities Agent State Law Examination
    2017-04-12
Other Names
  • Colleen Yang
  • Min Yu Yang

View on SEC IAPD

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