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Samantha Ana Duke

Morgan Stanley

Scottsdale, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
AZ RA APPROVED 2020-01-24
  • TX RA
    APPROVED
    Since 2020-02-24
  • AZ RA
    APPROVED
    Since 2020-01-24

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Lauderdale FL 01/2017 12/2018
Td Bank Fort Lauderdale FL 10/2015 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. George UT 03/2019 12/2019
Morgan Stanley Scottsdale AZ 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-14
  • S66 Uniform Combined State Law Examination
    2017-06-14
Other Names
  • Samantha Ana Duke
  • Samantha Duke

View on SEC IAPD

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