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Joseph Richard Sissel

Principal Securities, Inc.

Lutz, FL

Lakeland, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
FL RA APPROVED 2017-08-30
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • FL RA
    APPROVED
    Since 2017-08-30

Branch Locations

17852 N Us Highway 41, Lutz, FL 33549 • United States

160 Fitzgerald Rd Ste 1, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Lutz FL 03/2017 Present
One Source Advisory Lutz FL 01/2017 Present
Bay To Bay Balancing Lutz FL 01/1994 01/2017
Principal Life Insurance Lutz FL 08/2017 Present
Union Financial, Inc. Lutz FL 10/2021 07/2024
  • 03/2017 → Present
    Principal Securities, Inc.
    Lutz, FL
  • 01/2017 → Present
    One Source Advisory
    Lutz, FL
  • 01/1994 → 01/2017
    Bay To Bay Balancing
    Lutz, FL
  • 08/2017 → Present
    Principal Life Insurance
    Lutz, FL
  • 10/2021 → 07/2024
    Union Financial, Inc.
    Lutz, FL
Other Businesses

***Fixed Insurance, LTC, Annuities, Life, DI, 03/27/17. ***Bay to Bay Balancing Inc., Consulting on HVAC enclosures, 04/03/17.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-28
  • S66 Uniform Combined State Law Examination
    2017-08-28
Other Names
  • Joe Sissel

View on SEC IAPD

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