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Carlos Rodriguez

Citigroup Global Markets Inc.

Miami, FL

Miami, FL

San Antonio, TX

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-02
  • FL RA
    APPROVED
    Since 2025-06-02

Branch Locations

Miami, FL • United States

Citi Wealth Management, Service/Operations 201 S. Biscayne Blvd, Fl 6, Miami, FL 33131 • United States

Citi Wealth Management, Nic 100 Citibank Dr, Fl 2, San Antonio, TX 78245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 08/2015 08/2023
Wells Fargo Bank Na Miami FL 08/2015 08/2023
J.P. Morgan Securities Llc Miami FL 08/2023 04/2025
Jpmorgan Chase Bank, N.A. Miami FL 08/2023 04/2025
Wells Fargo Clearing Services, Llc Miami FL 01/2017 05/2021
Citigroup Miami FL 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Carlosraul Rodriguez
  • Carlos R Rodriguez
  • Carlos Rodriguez
  • Carlos R Rodriquez
  • Carlos Raul Rodriguez

View on SEC IAPD

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