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Roosevelt Kirk

Wells Fargo Clearing Services, LLC

San Leandro, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-07
TX RA APPROVED 2023-12-07
  • CA RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED
    Since 2023-12-07

Branch Locations

1298 E 14Th St 1St Fl, San Leandro, CA 94577 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Financial Inc Concord CA 11/2015 11/2017
Edward Jones St Louis MO 03/2020 12/2023
Loomis Sayles Orinda CA 11/2017 03/2020
Wells Fargo Clearing Services, Llc Walnut Creek CA 12/2023 Present
Previous Registrations
  • 2020-07-22 → 2023-12-13
    Edward Jones
    El Sobrante, CA
    Oakland, CA
    St Louis, MO
    Castro Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-20
  • S66 Uniform Combined State Law Examination
    2020-07-20
Other Names
  • Roosevelt Kirk
  • Roosevelt Jonathan Kirk

View on SEC IAPD

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