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Erick Eduardo Barrera Castillo

Northern Trust Securities, Inc.

Phoenix, AZ

Tempe, AZ

Phoenix, AZ

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-29
  • AZ RA
    APPROVED
    Since 2024-05-29

Branch Locations

2398 E. Camelback Road, Phoenix, AZ 85016 • United States

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Chandler AZ 11/2018 12/2019
Bank Of America Phoenix AZ 07/2017 11/2018
Gateway Community College Phoenix AZ 08/2016 06/2017
Year-Up Phoenix AZ 08/2016 06/2017
Bank Of America - Merrill Edge Chandler AZ 01/2017 06/2017
Los Altos Ranch Market Phoenix AZ 08/2016 07/2017
Northern Trust Securities, Inc. Tempe AZ 12/2019 Present
  • 11/2018 → 12/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    Chandler, AZ
  • 07/2017 → 11/2018
    Bank Of America
    Phoenix, AZ
  • 08/2016 → 06/2017
    Gateway Community College
    Phoenix, AZ
  • 08/2016 → 06/2017
    Year-Up
    Phoenix, AZ
  • 01/2017 → 06/2017
    Bank Of America - Merrill Edge
    Chandler, AZ
  • 08/2016 → 07/2017
    Los Altos Ranch Market
    Phoenix, AZ
  • 12/2019 → Present
    Northern Trust Securities, Inc.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-21
S63 Uniform Securities Agent State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2024-05-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-09
Other Names
  • Erick E Barrera
  • Erick Eduardo Barrera Castillo
  • Erick Barrera

View on SEC IAPD

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