Thomas Joseph Kiernan

Current Employers

Employment History

• 01/2017 → 03/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2017 → 03/2019
  Northwestern Mutual Investment Services Llc
  Germantown, WI
• 02/2013 → 01/2017
  Unemployed
  Hales Corners, WI
• 03/2018 → 03/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2019 → 01/2022
  Allstate Insurance Co
  Germantown, WI
• 01/2022 → 01/2024
  Prudential Insurance Company Of America
  Hales Corner, WI
• 01/2022 → 01/2024
  Pruco Securities, Llc.
  Hales Corner, WI
• 02/2024 → Present
  Financial Services Group
  Mount Pleasant, WI
• 04/2023 → 01/2024
  Prudential Financial Planning Services
  Hales Corners, WI

Previous Registrations

• 2023-04-25 → 2024-02-02
  Pruco Securities, Llc.
  Hales Corner, WI

Other Businesses

NORTHWESTERN MUTUAL POSITION: Former Financial Advisor NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 4620 N Ballard Rd, Appleton WI 54913, United States DESCRIPTION: No duties or responsibilities. Former Financial Advisor. No client contact or servicing of accounts since I left in March 2019. ALLSTATE FINANCIAL SERVICES, LLC POSITION: Former Personal Financial Representative NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 2920 S 84th St, Lincoln NE 68506, United States DESCRIPTION: No duties or responsibilities. Former Personal Financial Representative. No client contact or servicing of accounts since I left in January 2022. HALES CORNERS LIBRARY POSITION: President, Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2023 ADDRESS: 5885 S 116th St, Hales Corners WI 53130, United States DESCRIPTION: The President shall preside at all meetings of the Board, set the agenda for meetings in consultation with the Library Director, authorize calls for any special meetings, appoint all committees, execute all documents authorized by the board, serve as an ex-officio voting member of all committees except the nominating committee, co-sign all checks drawn on funds held in custody of the library (independently of the municipality), serve as spokesperson on behalf of the Library Board and generally perform all duties associated with that office. Officer term is 1 year and voted on during annual meeting in June of each year.Two signatures are required on Library Board Fund checks; authority to sign checks is given to the treasurer, director, and board president. Checks are generally available at the library board meeting or on an as-needed basis during the month. ?

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-22
• S63 Uniform Securities Agent State Law Examination
  2017-03-11

Designations

Other Names

• Tom J Kiernan
• Thomas J Kiernan
• Thomas Kiernan