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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-25
  • IA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-25

Branch Locations

Corinth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Corinth TX 05/2026 Present
Principal Advised Services Corinth TX 05/2026 Present
Principal Life Insurance Company Corinth TX 05/2026 Present
Principal Bank Corinth TX 05/2026 Present
Fidelity Brokerage Services, Llc Westlake TX 01/2017 08/2018
Abba Staffing Bedford TX 09/2016 01/2017
Citiwide Alliance Realty Dallas TX 02/2015 01/2017
Truniber Llc Colleyville TX 03/2012 01/2017
Bananasoft, Llc Frisco TX 04/2015 02/2017
Charles Schwab & Co., Inc. Westlake TX 08/2018 02/2025
Charles Schwab Bank Westlake TX 08/2018 02/2025
Xoan Capital Corinth TX 06/2025 12/2025
Gaddis Premier Wealth Advisors Muenster TX 02/2026 02/2026
Unemployed Corinth TX 02/2025 05/2025
Lpl Enterprise Llc Plano TX 04/2026 05/2026
  • 05/2026 → Present
    Principal Securities, Inc.
    Corinth, TX
  • 05/2026 → Present
    Corinth, TX
  • 05/2026 → Present
    Principal Life Insurance Company
    Corinth, TX
  • 05/2026 → Present
    Principal Bank
    Corinth, TX
  • 01/2017 → 08/2018
    Fidelity Brokerage Services, Llc
    Westlake, TX
  • 09/2016 → 01/2017
    Abba Staffing
    Bedford, TX
  • 02/2015 → 01/2017
    Citiwide Alliance Realty
    Dallas, TX
  • 03/2012 → 01/2017
    Truniber Llc
    Colleyville, TX
  • 04/2015 → 02/2017
    Bananasoft, Llc
    Frisco, TX
  • 08/2018 → 02/2025
    Westlake, TX
  • 08/2018 → 02/2025
    Charles Schwab Bank
    Westlake, TX
  • 06/2025 → 12/2025
    Xoan Capital
    Corinth, TX
  • 02/2026 → 02/2026
    Gaddis Premier Wealth Advisors
    Muenster, TX
  • 02/2025 → 05/2025
    Unemployed
    Corinth, TX
  • 04/2026 → 05/2026
    Plano, TX
Previous Registrations
Other Businesses

TRUNIBER LLC POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2012 ADDRESS: 2316 Rosegill Dr., Corinth TX 76210, United States DESCRIPTION: I'm the sole owner of the LLC. The entity was setup to hold real estate for the owner. The real estate can generate rental income and appreciate in value. The owner holds an inactive real estate license, but doesn't intend to use it for the purposes of this business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-25
  • S66 Uniform Combined State Law Examination
    2017-04-25
Other Names
  • Adam Benjamin Lucart
  • Adam Lucart

View on SEC IAPD

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