Andrea M Sig

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-03-11

AZ RA
APPROVED

Since 2026-03-11

Branch Locations

Tempe, AZ • United States

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Phoenix	AZ	01/2017	10/2017
Jp Morgan Chase	Tempe	AZ	01/2016	01/2017
Assetmark Financial, Inc.	Phoenix	AZ	12/2017	09/2018
Assetmark Brokerage, Llc	Phoenix	AZ	12/2017	09/2018
Charles Schwab & Co., Inc.	Phoenix	AZ	10/2018	02/2026
Lpl Financial, Llc	Tempe	AZ	02/2026	Present

01/2017 → 10/2017

Charles Schwab & Co., Inc

Phoenix, AZ
01/2016 → 01/2017

Jp Morgan Chase

Tempe, AZ
12/2017 → 09/2018

Assetmark Financial, Inc.

Phoenix, AZ
12/2017 → 09/2018

Assetmark Brokerage, Llc

Phoenix, AZ
10/2018 → 02/2026

Charles Schwab & Co., Inc.

Phoenix, AZ
02/2026 → Present

Lpl Financial, Llc

Tempe, AZ

Previous Registrations

2021-09-30 → 2026-02-28

Charles Schwab & Co., Inc.

Phoenix, AZ

Orlando, FL

Lone Tree, CO

Tempe, AZ

Phoenix, AZ

Other Businesses

1) 02/23/2026 - Quality Care Solutions - Respite Caregiver - Childcare duties which include child supervision, feeding, changing, entertaining, learning development, and bedtime routines. - not investment related - 456 W Chandler Blvd, Chandler, AZ 85225 - start date 11/7/2025 - 3-20 hrs per month / 0 during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-28

S66 Uniform Combined State Law Examination

2021-09-28

Other Names

Andrea Maribel Sig
Andrea Sig
Drea Sig

View on SEC IAPD