Katherine Anne Waters

First Command Advisory Services

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Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-08-04
TX	RA	APPROVED_RES	2022-01-06

NC RA
APPROVED

Since 2025-08-04
TX RA
APPROVED_RES

Since 2022-01-06

Branch Locations

Carthage, NC • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Clarksville	TN	11/2016	01/2017
United States Army	Fort Campbell	KY	04/2014	11/2016
First Command Financial Planning, Inc.	Fort Worth	TX	01/2017	06/2017
First Command Financial Planning, Inc.	Fort Worth	TX	06/2017	Present
First Command Advisory Services, Inc.	Fort Worth	TX	06/2017	Present
First Command Insurance Services, Inc.	Fort Worth	TX	06/2007	Present

11/2016 → 01/2017

Unemployed

Clarksville, TN
04/2014 → 11/2016

United States Army

Fort Campbell, KY
01/2017 → 06/2017

First Command Financial Planning, Inc.

Fort Worth, TX
06/2017 → Present

First Command Financial Planning, Inc.

Fort Worth, TX
06/2017 → Present

First Command Advisory Services, Inc.

Fort Worth, TX
06/2007 → Present

First Command Insurance Services, Inc.

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-10

S66 Uniform Combined State Law Examination

2017-05-10

View on SEC IAPD

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