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Bernard Michael Kroll

Thompson Siegel & Walmsley LLC

Richmond, VA

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Current Employers
Thompson Siegel & Walmsley Llc

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-23
  • VA RA
    APPROVED
    Since 2024-07-23

Branch Locations

6641 West Broad Street Suite 600, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Glen Allen VA 06/2016 05/2017
Mml Investors Services Glen Allen VA 02/2017 05/2017
Wells Fargo Advisors Richmond VA 05/2017 10/2022
Spire Investment Partners/West End Wealth Management Richmond VA 10/2022 07/2024
Thompson, Siegel & Walmsley Llc Richmond VA 07/2024 Present
  • 06/2016 → 05/2017
    Mass Mutual Life Insurance Company
    Glen Allen, VA
  • 02/2017 → 05/2017
    Mml Investors Services
    Glen Allen, VA
  • 05/2017 → 10/2022
    Wells Fargo Advisors
    Richmond, VA
  • 10/2022 → 07/2024
    Spire Investment Partners/West End Wealth Management
    Richmond, VA
  • 07/2024 → Present
    Thompson, Siegel & Walmsley Llc
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2017-12-12
Other Names
  • Bernard Michael Kroll
  • Bernard Kroll
  • Michael Kroll

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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