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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-09-12
  • MN RA
    APPROVED
    Since 2017-09-12

Branch Locations

2950 Metro Dr Ste 210, Bloomington, MN 55425 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Farmington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmington Police Department Farmington MN 04/2005 09/2017
First Command Financial Planning, Inc. Fort Worth TX 01/2017 09/2017
First Command Advisory Services, Inc. Fort Worth TX 09/2017 Present
First Command Financial Planning, Inc. Fort Worth TX 09/2017 Present
First Command Insurance Services, Inc. Insurance Agent TX 09/2017 Present
  • 04/2005 → 09/2017
    Farmington Police Department
    Farmington, MN
  • 01/2017 → 09/2017
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/2017 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 09/2017 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/2017 → Present
    First Command Insurance Services, Inc.
    Insurance Agent, TX
Other Businesses

(1) Name of the other business: Rental Property Contract for Deed Whether the business is investment-related: No Address of the other business: 7453 Belmont St Bemidji MN 56601 Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Passive Owner The start date of your relationship: 01/01/12 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: None (2) Name of the other business: Sundvall Financial LLC Whether the business is investment-related: No Address of the other business: 4520 199th St W, Farmington, MN, 55024 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Mar 01, 2023 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Use for First Command IC Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-12
  • S66 Uniform Combined State Law Examination
    2017-09-12

View on SEC IAPD

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