Cole Edward Williams

Current Employers

Employment History

• 08/2013 → 12/2016
  Texas A&M University
  College Station, TX
• 09/2015 → 11/2016
  Barnes & Noble Booksellers
  College Station, TX
• 01/2017 → 10/2019
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2019 → 05/2022
  Raymond James Financial Services, Inc
  Dallas, TX
• 05/2022 → 11/2025
  Ameriprise Financial Services, Llc
  Richardson, TX
• 11/2025 → Present
  Vessel Financial Planning
  Plano, TX

Previous Registrations

• 2022-06-08 → 2025-12-03
  Ameriprise Financial Services, Llc
  Richardson, TX
  Plano, TX
• 2020-06-30 → 2022-06-30
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
  Irving, TX
• 2017-04-24 → 2019-12-16
  United Capital Financial Advisors
  Irving, TX

Other Businesses

Business Ownership; Typical, LLC; Manage the tax-related and insurance-related items for myself as managing partner.; The entity exists to provide for me and my wife reduced premium health insurance.; 3836 Silverstone Drive, , Plano, TX, 75023; Not Investment-Related; 08/02/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ubuntu LLC; Ameriprise pays Shannon Harris, and this is the LLC that is the operating account for the business. ; Manage advisory business; 3610 Shire Blvd Ste 212, , Richardson, TX, 75082; Investment-Related; 06/06/2022; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-06-29
• S65 Uniform Investment Adviser Law Examination
  2017-04-24

Designations

Other Names

• Cole Edward Williams
• Cole Williams
• Cole E Williams