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Nicole Elaine West

Charles Schwab & Co., Inc.

Franklin, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-01-14
  • TN RA
    APPROVED
    Since 2019-01-14

Branch Locations

520 Cool Springs Blvd, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Grove City OH 04/2016 12/2016
Jpmorgan Chase Bank Grove City OH 12/2016 07/2017
Jpmorgan Securities Llc Grove City OH 12/2016 07/2017
Charles Schwab & Co., Inc. Franklin TN 02/2018 Present
Charles Schwab Bank, Ssb Franklin TN 02/2018 Present
First Horizon Franklin TN 09/2017 01/2018
  • 04/2016 → 12/2016
    Unemployed
    Grove City, OH
  • 12/2016 → 07/2017
    Jpmorgan Chase Bank
    Grove City, OH
  • 12/2016 → 07/2017
    Jpmorgan Securities Llc
    Grove City, OH
  • 02/2018 → Present
    Charles Schwab & Co., Inc.
    Franklin, TN
  • 02/2018 → Present
    Charles Schwab Bank, Ssb
    Franklin, TN
  • 09/2017 → 01/2018
    First Horizon
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-02
S63 Uniform Securities Agent State Law Examination 2018-07-03
  • S65 Uniform Investment Adviser Law Examination
    2019-01-02
  • S63 Uniform Securities Agent State Law Examination
    2018-07-03
Designations
Other Names
  • Nicole Elaine Hankes
  • Nicole E West
  • Nicole West

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

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