Evan J Curtis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-11-05

AZ RA
APPROVED

Since 2021-11-05

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H&R Block	Phoenix	AZ	12/1999	Present
American Express	Phoenix	AZ	04/2005	01/2020
Parsonex Advisory Services, Inc.	Phoenix	AZ	01/2017	04/2020
Lpl Financial, Llc	Phoenix	AZ	11/2021	Present
Morgan Stanley	Tempe	AZ	04/2020	11/2020

12/1999 → Present

H&R Block

Phoenix, AZ
04/2005 → 01/2020

American Express

Phoenix, AZ
01/2017 → 04/2020

Parsonex Advisory Services, Inc.

Phoenix, AZ
11/2021 → Present

Lpl Financial, Llc

Phoenix, AZ
04/2020 → 11/2020

Morgan Stanley

Tempe, AZ

Previous Registrations

2017-01-31 → 2020-04-22

Parsonex Advisory Services, Inc.

Phoenix, AZ

Englewood, CO

Other Businesses

1) 11/2021 - DBA for LPL Business (entity for LPL business) - Curtis Barnard Financial Services - Investment Related - Phoenix, AZ 85020 2) 12/1999 - Other - H&R Block, Inc. - Investment Related - 136 hr/mon - Phoenix AZ 85029

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-12-20
S65	Uniform Investment Adviser Law Examination	2017-01-14

S63 Uniform Securities Agent State Law Examination

2021-12-20
S65 Uniform Investment Adviser Law Examination

2017-01-14

Designations

Other Names

Evan John Curtis

View on SEC IAPD