Best Investors Account Sign in

Christina Rose Rogers

Wells Fargo Clearing Services, LLC

Atlanta, GA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-08
GA RA APPROVED 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-08
  • GA RA
    APPROVED
    Since 2025-01-02

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearining Services, Llc. Mableton GA 01/2017 08/2019
Wells Fargo Bank Na Mableton GA 06/2010 08/2019
Wells Fargo Clearing Services Atlanta GA 02/2023 Present
Wells Fargo Bank, N. A. Atlanta GA 08/2019 Present
  • 01/2017 → 08/2019
    Wells Fargo Clearining Services, Llc.
    Mableton, GA
  • 06/2010 → 08/2019
    Wells Fargo Bank Na
    Mableton, GA
  • 02/2023 → Present
    Wells Fargo Clearing Services
    Atlanta, GA
  • 08/2019 → Present
    Wells Fargo Bank, N. A.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Christina Rogers

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor