Andrew Chow Tang

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-09-02

CA RA
APPROVED

Since 2022-09-02

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Santa Clara, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Sunnyvale	CA	03/2012	08/2022
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	08/2022
Charles Schwab & Co., Inc	Santa Clara	CA	08/2022	Present
Charles Schwab Bank, Ssb	Campbell,	CA	08/2022	05/2026
Td Ameritrade Inc.	Campbell	CA	03/2023	06/2024

03/2012 → 08/2022

Fidelity Brokerage Services Llc

Sunnyvale, CA
07/2018 → 08/2022

Fidelity Personal And Workplace Advisors

Boston, MA
08/2022 → Present

Charles Schwab & Co., Inc

Santa Clara, CA
08/2022 → 05/2026

Charles Schwab Bank, Ssb

Campbell,, CA
03/2023 → 06/2024

Td Ameritrade Inc.

Campbell, CA

Previous Registrations

2018-07-13 → 2022-08-19

Fidelity Personal And Workplace Advisors

Boston, MA
2012-04-18 → 2018-07-13

Strategic Advisers Llc

Sunnyvale, CA

San Jose, CA
2011-08-18 → 2012-03-26

Usaa Financial Planning Services

San Francisco, CA
2002-01-14 → 2011-08-08

Charles Schwab & Co., Inc.

Cupertino, CA

Cupertino, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-06

S66 Uniform Combined State Law Examination

2001-12-06

Designations

Other Names

Andrew C Tang
Andrew Tang

View on SEC IAPD