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Ruchika Ryan Mays

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
NC RA APPROVED 2022-03-22
NJ RA APPROVED 2021-01-12
  • TX RA
    APPROVED
    Since 2022-11-10
  • NC RA
    APPROVED
    Since 2022-03-22
  • NJ RA
    APPROVED
    Since 2021-01-12

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Hawthrone NJ 03/2013 Present
Wells Fargo Clearing Services,Llc Hawthrone NJ 01/2017 Present
  • 03/2013 → Present
    Wells Fargo Bank, Na
    Hawthrone, NJ
  • 01/2017 → Present
    Wells Fargo Clearing Services,Llc
    Hawthrone, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Ruchika Master
  • Ruchika Jayesh Master
  • Ruchika J Master

View on SEC IAPD

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