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Matthew Joseph Pugliese

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Newton, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-07-05
  • NJ RA
    APPROVED
    Since 2021-07-05

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

122 Water St, Newton, NJ 07860 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Flanders NJ 06/2015 Present
Wells Fargo Clearing Services, Llc Flanders NJ 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Matthew Pugliese

View on SEC IAPD

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Other Offices

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RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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