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Dominic Joseph Dalmaso

Sound Capital Solutions LLC

Naples, FL

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Current Employers
Sound Capital Solutions Llc

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-05
  • IL RA
    APPROVED
    Since 2024-01-05

Branch Locations

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington IN 08/2014 05/2018
Nuveen Securities, Llc Chicago IL 05/2018 07/2021
Sound Capital Distributors Llc Wheaton IL 09/2021 Present
Sound Capital Solutions Llc Wheaton IL 09/2021 Present
M1 Finance Llc Chicago IL 06/2017 01/2018
  • 08/2014 → 05/2018
    Indiana University
    Bloomington, IN
  • 05/2018 → 07/2021
    Nuveen Securities, Llc
    Chicago, IL
  • 09/2021 → Present
    Sound Capital Distributors Llc
    Wheaton, IL
  • 09/2021 → Present
    Sound Capital Solutions Llc
    Wheaton, IL
  • 06/2017 → 01/2018
    M1 Finance Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20
Designations

View on SEC IAPD

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