Andrew D. Siegel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-05-18

FL RA
APPROVED

Since 2021-05-18

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Orangeburg	NY	11/2014	Present
Invest Financial Corporation	Tampa	FL	02/2017	02/2018
Lpl Financial, Llc	Sarasota	FL	02/2018	Present

11/2014 → Present

Self-Employed

Orangeburg, NY
02/2017 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → Present

Lpl Financial, Llc

Sarasota, FL

Previous Registrations

2017-05-30 → 2018-02-14

Invest Financial Corporation

Latham, NY

Other Businesses

1. 6/6/2018 - Empire Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/16/2018 - 180 Hours Per Month/160 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-25

S66 Uniform Combined State Law Examination

2017-05-25

View on SEC IAPD