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50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-27 |
Branch Locations
50 Beale St. Ste 2300, San Francisco, CA 94105 • United States
360 Park Ave South Floor 20, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/2016 | 09/2025 |
| Bancfirst | Edmond | OK | 07/2015 | 12/2016 |
| Bank Of America, N.A. | New York | NY | 05/2019 | 09/2025 |
| Iconiq Capital | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-16 |
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