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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-07-31
TX RA APPROVED 2026-07-31
  • TN RA
    APPROVED
    Since 2026-07-31
  • TX RA
    APPROVED
    Since 2026-07-31

Branch Locations

6750 Poplar Ave Ste 206, Memphis, TN 38138 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2017 11/2019
Minnesota Life Insurance Co St Paul MN 01/2017 11/2019
Shoemaker Financial Germantown TN 01/2017 11/2019
Duncan Williams Asset Management Memphis TN 05/2016 09/2016
Switchabook Llc Tuscaloosa AL 12/2014 06/2019
Mass Mutual Life Insurance Co Memphis TN 11/2019 07/2026
Mml Investors Services, Llc Memphis TN 12/2019 07/2026
Ameriprise Financial Services, Llc Memphis TN 07/2026 Present
  • 01/2017 → 11/2019
    Securian Financial Services Inc
    St Paul, MN
  • 01/2017 → 11/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2017 → 11/2019
    Shoemaker Financial
    Germantown, TN
  • 05/2016 → 09/2016
    Duncan Williams Asset Management
    Memphis, TN
  • 12/2014 → 06/2019
    Switchabook Llc
    Tuscaloosa, AL
  • 11/2019 → 07/2026
    Mass Mutual Life Insurance Co
    Memphis, TN
  • 12/2019 → 07/2026
    Memphis, TN
  • 07/2026 → Present
    Memphis , TN
Previous Registrations
  • 2019-12-18 → 2026-08-06
    Memphis, TN
    Memphis, TN
  • 2017-06-15 → 2019-11-22
    Securian Financial Services, Inc.
    Germantown, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-02
  • S66 Uniform Combined State Law Examination
    2017-06-02

View on SEC IAPD

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