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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 01/2017 | 11/2019 |
| Minnesota Life Insurance Co | St Paul | MN | 01/2017 | 11/2019 |
| Shoemaker Financial | Germantown | TN | 01/2017 | 11/2019 |
| Duncan Williams Asset Management | Memphis | TN | 05/2016 | 09/2016 |
| Switchabook Llc | Tuscaloosa | AL | 12/2014 | 06/2019 |
| Mass Mutual Life Insurance Co | Memphis | TN | 11/2019 | 07/2026 |
| Mml Investors Services, Llc | Memphis | TN | 12/2019 | 07/2026 |
| Ameriprise Financial Services, Llc | Memphis | TN | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
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