Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-16 |
| TX | RA | APPROVED | 2025-12-16 |
Branch Locations
200 E Main St, Albemarle, NC 28001 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Salisbury | NC | 12/2016 | 07/2020 |
| Wells Fargo Bank Na | Salisbury | NC | 01/2016 | 07/2020 |
| Catawba College | Salisbury | NC | 03/2016 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2020 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 12/2025 | Present |
I*: 2630266 Entity Type: Charitable Name of OBA: Faith Academy Charter School Address: Faith, NC 28041 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/21/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Participation in discussions and voting on all issues before the board or any Board committee. Keep a book of minutes of all meetings of the board and board committees, nothing the time and place of the meeting. Give notice of the board and committee meetings as required.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-10 |
Reach out to this advisor