Sean Martin Mcgowan

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-31
WA	RA	APPROVED	2013-10-31

TX RA
APPROVED

Since 2013-10-31
WA RA
APPROVED

Since 2013-10-31

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bellevue	WA	10/2013	11/2016
Wells Fargo Clearing Services, Llc	Bellevue	WA	11/2016	Present

10/2013 → 11/2016

Wells Fargo Advisors Llc

Bellevue, WA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bellevue, WA

Previous Registrations

1999-04-14 → 2013-11-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-04-01

S66 Uniform Combined State Law Examination

1999-04-01

Other Names

Sean M Mcgowan
Sean Martin Mcgowen

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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