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Alexander Philip Rosenfield

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2018-10-25
CT RA APPROVED 2018-09-18
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2018-10-25
  • CT RA
    APPROVED
    Since 2018-09-18

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Melville NY 06/2016 11/2017
Park Avenue Securities, Llc Melville NY 06/2017 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 Present
Robert Half Hauppauge NY 12/2017 04/2018
Bank Of America, N.A. New York NY 07/2022 Present
  • 06/2016 → 11/2017
    Guardian Life Insurance Co Of America
    Melville, NY
  • 06/2017 → 01/2018
    Park Avenue Securities, Llc
    Melville, NY
  • 04/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 12/2017 → 04/2018
    Robert Half
    Hauppauge, NY
  • 07/2022 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-17
  • S66 Uniform Combined State Law Examination
    2018-09-17
Other Names
  • Alexander Philip Rosenfield
  • Alex Rosenfield

View on SEC IAPD

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