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Nhi Nguyen

J.P. Morgan Securities LLC

Palo Alto, CA

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-04
CA RA APPROVED 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • CA RA
    APPROVED
    Since 2024-03-08

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. Menlo Park CA 12/2016 Present
First Republic Securities Company, Llc Menlo Park CA 05/2018 10/2023
Robert Half Company San Francisco CA 08/2016 12/2016
J.P. Morgan Securities Llc Menlo Park CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Menlo Park CA 10/2023 Present
  • 12/2016 → Present
    First Republic Investment Management, Inc.
    Menlo Park, CA
  • 05/2018 → 10/2023
    First Republic Securities Company, Llc
    Menlo Park, CA
  • 08/2016 → 12/2016
    Robert Half Company
    San Francisco, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Menlo Park, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Menlo Park, CA
Previous Registrations
  • 2021-01-09 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    Menlo Park, CA
    Menlo Park, CA
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Nhi Nguyen
  • Nhi Vu Nguyen

View on SEC IAPD

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