Alexandria Lynne Adiutori

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-21

CA RA
APPROVED

Since 2018-11-21

Branch Locations

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Los Gatos	CA	01/2017	Present
California Republican Party	Sacramento	CA	06/2016	12/2016

01/2017 → Present

Ubs Financial Services

Los Gatos, CA
06/2016 → 12/2016

California Republican Party

Sacramento, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-21

S66 Uniform Combined State Law Examination

2018-11-21

Other Names

Alexandria Lynne Serrano

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

J.P. MORGAN SECURITIES LLC

REACT INVESTMENT SOLUTIONS, LLC

LEGACY CAPITAL GROUP CALIFORNIA, INC.

INTEGRITY ALLIANCE, LLC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LOS GATOS FINANCIAL LLC

Other Investors

ZACHARY D. LEVY

MARCELA GUADALUPE GONZALEZ

JOYCE WONG IRMER

ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA

J.P. MORGAN SECURITIES LLC · LOS GATOS, CA

REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA

LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA

INTEGRITY ALLIANCE, LLC. · Los Gatos, CA

CHARLES SCHWAB & CO., INC. · Los Gatos, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA

LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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