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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
3085 Southwestern Boulevard Suite 200, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Orchard Park | NY | 12/2016 | 11/2024 |
| Geico | Getzville | NY | 10/2009 | 03/2017 |
| Prudential Insurance Company Of America | Orchard Park | NY | 02/2017 | Present |
| Lpl Enterprise, Llc | Orchard Park | NY | 11/2024 | Present |
1) 11/14/2024 - Alex Dorofy, Medicare Sales - Non-Variable Insurance - Inv Related - At Orchard Park, NY- Start Date 10/27/2022- 10hrs/mth - 10hrs/mth During Trading 2) 11/14/2024 - Optimum Financial Group - Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At Orchard Park- Start Date 05/18/2020 - 80hrs/mth - 80hrs/mth During Trading 3) 11/14/2024 - Bee Run Honey - Business Owner - Lake View, NY - NOT INV REL - Start Date 05/01/2024 - 6hrs/mth 4) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-14 |
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