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Zhouyang Joan Wang

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
CA RA APPROVED 2022-04-20
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • CA RA
    APPROVED
    Since 2022-04-20

Branch Locations

2846 Middlefield Rd, Palo Alto, CA 94306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na San Francisco CA 08/2009 04/2022
Wells Fargo Clearing Services Llc San Francisco CA 12/2016 04/2022
J.P. Morgan Securities Llc Palo Alto CA 04/2022 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 04/2022 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; SUISUN CITY, CA; 50% OWNERSHIP; START DATE 11/01/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-02
S63 Uniform Securities Agent State Law Examination 2017-03-14
  • S66 Uniform Combined State Law Examination
    2020-11-02
  • S63 Uniform Securities Agent State Law Examination
    2017-03-14
Other Names
  • Zhouyang Wang
  • Zhouyang Joan Wang
  • Zhou Yang Wang
  • Joan Wang

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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