Jose Manuel Perez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-21

TX RA
APPROVED_RES

Since 2025-10-21

Branch Locations

3700 Old Redwood Hwy Ste 108 [Ra-Rbo], Santa Rosa, CA 95403 • United States

901 Main St, Napa, CA 94559 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Napa	CA	05/2014	Present
Wells Fargo Clearing Services Llc	Napa	CA	12/2016	Present

05/2014 → Present

Wells Fargo Bank Na

Napa, CA
12/2016 → Present

Wells Fargo Clearing Services Llc

Napa, CA

Other Businesses

EMBASSY SUITES NAPA, NOT INVT RELATED, NAPA, CA, BANQUET FOOD SERVER, START DATE 7/8/2022, 10 HRS PER MONTH, 10 HRS DURING TRADING, FOOD SERVER. NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START DATE 2/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZING DOCUMENTS. NAPA COUNTY, NOT INV RELATED, NAPA, CA, IHSS PROVIDER, START 2/26/2024, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, IN HOME SUPPORTIVE SERVICE FOR ELDER.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-04-12

S63 Uniform Securities Agent State Law Examination

2017-04-12

Other Names

Jose Perez

View on SEC IAPD