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Sonakshi Sood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Jersey City, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-17
NJ RA APPROVED 2017-04-04
  • TX RA
    APPROVED
    Since 2017-05-17
  • NJ RA
    APPROVED
    Since 2017-04-04

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wyckoff NJ 07/2014 Present
Bank Of America, N.A. Wyckoff NJ 07/2014 Present
Bank Of America Wyckoff NJ 04/2014 11/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Sonakshi Sethi

View on SEC IAPD

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