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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-24
  • TX RA
    APPROVED
    Since 2017-04-24

Branch Locations

1025 Holcombe Blvd, Houston, TX 77030 • United States

6732 Stella Link Rd, Houston, TX 77005 • United States

5214 Kirby Dr, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 01/2007 Present
Bank Of America, N.A. Houston TX 01/2007 Present
Us Army Houston TX 11/2004 11/2016
Other Businesses

I*504322 Entity Type: rental property Name of outside business organization: MILL POINT DR Investment related: NO Address of business: HOUSTON, Texas, 77059, United States Nature of business: Position, title, association: Sole owner Start date of relationship: 6/15/2020 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: I*1210302 Entity Type: Corporation Name of outside business organization: KINGS VENDING SOLUTIONS Investment related: No Address of business: League City, Texas, 77573 Position, title, association: Owner Start date of relationship: 3/31/2023 Number of hours devoted: 3 hours Weekly Number of hours devoted during trading hours: 0 Duties: Vending machines

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-22
  • S66 Uniform Combined State Law Examination
    2017-04-22
Other Names
  • Brenton Holton

View on SEC IAPD

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