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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-21 |
| SC | RA | APPROVED | 2026-04-21 |
| NJ | RA | APPROVED | 2026-03-17 |
| NY | RA | APPROVED | 2026-03-16 |
| FL | RA | APPROVED | 2023-06-26 |
| CT | RA | APPROVED | 2023-06-23 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
83 Halls Road Mailstop: Ct-088, Old Lyme, CT 06371 • United States
156 East Main Street Mailstop: Ct-036, Clinton, CT 06413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Guilford | CT | 09/2016 | 01/2017 |
| Northwestern Mutual Investment Services Llc | New Haven | CT | 01/2017 | 02/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2017 | 02/2020 |
| Northwestern Mutual Weath Management Company | Milwaukee | WI | 09/2017 | 02/2020 |
| Mw Financial | Farmington | CT | 02/2020 | 06/2023 |
| Guardian Life Insurance Compnay | Farmington | CT | 02/2020 | 06/2023 |
| Park Avenue Securities | Farmington | CT | 02/2020 | 06/2023 |
| Citizens Securities, Inc. | Old Lyme | CT | 06/2023 | Present |
Power of Attorney-successor of a power of attorney for my parents, Start date: 09/15/2020, Address: 11 Dover Court Guilford, CT 06437, 0 Total hours per month, Not Investment Related, No compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-01 |
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