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Alice Rieckmann

J.P. Morgan Securities LLC

Westlake Village, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-17
TX RA APPROVED 2023-02-17
  • CA RA
    APPROVED
    Since 2023-02-17
  • TX RA
    APPROVED
    Since 2023-02-17

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Agoura CA 08/2014 01/2023
Bank Of America Na Agoura CA 08/2014 01/2023
Jpmorgan Chase Bank Na Westlake Village CA 02/2023 Present
Jpmorgan Securities Llc Westlake Village CA 02/2023 Present
  • 08/2014 → 01/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Agoura, CA
  • 08/2014 → 01/2023
    Bank Of America Na
    Agoura, CA
  • 02/2023 → Present
    Jpmorgan Chase Bank Na
    Westlake Village, CA
  • 02/2023 → Present
    Jpmorgan Securities Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
  • S66 Uniform Combined State Law Examination
    2017-03-30
Other Names
  • Dandan Chen
  • Alice C Chen
  • Alice Chen Chu
  • Alice Chu

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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