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Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-14 |
Branch Locations
Yorkville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Melville | NY | 09/2017 | 10/2020 |
| Nesta Entertainment | Oceanside | NY | 01/1995 | 09/2017 |
| Park Avenue Securities, Llc | Melville | NY | 02/2018 | 10/2020 |
| Mml Investors Services, Llc | New York | NY | 10/2020 | 01/2023 |
| Massmutual Life Insurance | New York | NY | 09/2020 | 01/2023 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 03/2024 | Present |
| Latitude Advisors, Llc | Vero Beach | FL | 03/2024 | Present |
| Clarkson Media | Oceanside | NY | 01/2017 | Present |
1-- CLARKSON MEDIA POSITION: Producer/OWNER NATURE: Video Production. COMPENSATION TYPE: Hourly. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: 159 Virginia Avenue Oceanside, NY 11572, United States DESCRIPTION: Freelance producing and directing for the video business. 2-- HARBOR FINANCIAL, INC POSITION: REGISTERED REPRESENTATIVE: DBA/Insurance/Securities. COMPENSATION TYPE: COMMISSION. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 3/23/2024 ADDRESS: 159 Virginia Avenue Oceanside, NY 11572, United States DESCRIPTION: DBA; and Financial Services through Broker/Dealer 3-- LATITUDE ADVISORS, LLC POSITION: IAR NATURE: Advisory. COMPENSATION TYPE: Fee Based. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 3/15/2024 ADDRESS: 159 Virginia Avenue Oceanside, NY 11572, United States DESCRIPTION: Investment Advisor Activities Fee based Financial Planning Asset Management 4 -- MAPTOONS Is Not Investment Related, "218 E. Park Ave, , Long Beach, NY, 11561, United States", Advertising, Outside Sales, 9/15/2025,15 hours per month,0 hours per month during trading hours, Commission Compensation, DESCRIPTION: MapToons creates business maps and directories for Chambers of Commerce in Nassau and Suffolk counties. I help sell advertising on the map. The job is part time and is not securities or insurance related. I am given a list of businesses to reach out to in a given territory. I create my own hours and it does not interfere with my role with GWN.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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