Anna M Barone

Current Employers

Universal Wealth Management Llc

15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-04-24

NY RA
APPROVED

Since 2026-04-24

Branch Locations

Bay Shore, NY • United States

15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wright Wealth Mgmt Inc	Melville	NY	09/2012	11/2017
Amb Real Estate	Central Islip	NY	11/2004	12/2016
Prudential Advisors	Melville	NY	08/2018	11/2020
David Lerner Associates	Syosset	NY	11/2017	08/2018
Fidelity Investments	Plainview	NY	10/2020	10/2024
Grace Group Medicare, Life & Health Consulting Corp	Bay Shore	NY	10/2024	Present
Finra	New York	NY	10/2020	Present
Universal Wealth Management Llc	Surprise	AZ	04/2026	Present

09/2012 → 11/2017

Wright Wealth Mgmt Inc

Melville, NY
11/2004 → 12/2016

Amb Real Estate

Central Islip, NY
08/2018 → 11/2020

Prudential Advisors

Melville, NY
11/2017 → 08/2018

David Lerner Associates

Syosset, NY
10/2020 → 10/2024

Fidelity Investments

Plainview, NY
10/2024 → Present

Grace Group Medicare, Life & Health Consulting Corp

Bay Shore, NY
10/2020 → Present

Finra

New York, NY
04/2026 → Present

Universal Wealth Management Llc

Surprise, AZ

Previous Registrations

2021-12-03 → 2024-10-07

Fidelity Personal And Workplace Advisors

Plainview, NY

Other Businesses

1. FINRA - FINRA Arbitrator, yes investment related, located at 1 Liberty Street, NY, NY, to sit on FINRA arbitration cases, title FINRA Arbitrator, 10/2020, hours vary, sit on cases when selected, duties hear and decide cases. 2. Grace Group Medicare, Life & Health Consulting Corp - President and Owner, work out of my home 181 2nd Ave Bay Shore, NY 117096, provide advice for Medicare, life insurance and annuities, President and Owner, 10/2024, hours vary, assist clients with Medicare, life and annuities solutions. 3. Licensed insurance agent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-01
S63	Uniform Securities Agent State Law Examination	2017-05-04

S66 Uniform Combined State Law Examination

2021-12-01
S63 Uniform Securities Agent State Law Examination

2017-05-04

View on SEC IAPD