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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 07/2016 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 02/2017 | 08/2017 |
| Jp Morgan Securities, Llc | Houston | TX | 08/2017 | 01/2018 |
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 02/2020 | 04/2021 |
| Unemployed | Houston | TX | 10/2019 | 01/2020 |
| Charles Schwab & Co., Inc. | Sugar Land | TX | 04/2021 | 10/2021 |
| Fidelity Investments | Westlake | TX | 12/2021 | 11/2022 |
| Om Investments | Houston | TX | 02/2021 | Present |
| Edward Jones | St Louis | MO | 07/2023 | Present |
| Morgan Stanley | Sugar Land | TX | 01/2018 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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