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Wayne Wing Gee Pon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2005 Present
Bank Of America, Na New York NY 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-20
S63 Uniform Securities Agent State Law Examination 1998-10-02
  • S66 Uniform Combined State Law Examination
    2006-05-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
Other Names
  • Wayne Winggee Pon

View on SEC IAPD

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