Cory John Wormell

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-23
CA	RA	APPROVED	2017-04-04

TX RA
APPROVED_RES

Since 2019-08-23
CA RA
APPROVED

Since 2017-04-04

Branch Locations

San Tan Valley, AZ • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	12/2016	Present
Hancock International Inc.	Peoria	AZ	08/2014	12/2016
Bank Of America, N.A.	Chandler	AZ	08/2019	Present

12/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
08/2014 → 12/2016

Hancock International Inc.

Peoria, AZ
08/2019 → Present

Bank Of America, N.A.

Chandler, AZ

Other Businesses

I*101148 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THREE WOLVES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MESA, ARIZONA 85209 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/27/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD FOR RENTAL PROPERTY THAT I OWN. HOLDING FUNDS FROM TENANT AND ALLOCATE FUNDS TO MORTGAGE COMPANY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-03

S66 Uniform Combined State Law Examination

2017-04-03

Other Names

Cory Wormell

View on SEC IAPD