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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-13 |
Branch Locations
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 12/2016 | 04/2018 |
| Occupy Digital | Los Angeles | CA | 06/2011 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Marina Del Rey | CA | 04/2018 | 07/2018 |
| J.P. Morgan Securities Llc | Marina Del Rey | CA | 04/2018 | 07/2018 |
| Gerber Kawasaki Wealth & Investment Management | Santa Monica | CA | 10/2018 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-16 |
| S66 | Uniform Combined State Law Examination | 2017-04-14 |
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