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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-09 |
| WI | RA | APPROVED | 2026-02-24 |
| AZ | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Tucson | AZ | 12/2016 | 11/2019 |
| Nylife Securities Llc | Tucson | AZ | 05/2017 | 11/2019 |
| Unemployed | Tucson | AZ | 10/2015 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Tucson | AZ | 11/2019 | 06/2021 |
| Jp Morgan Securities Llc | Tucson | AZ | 11/2019 | 06/2021 |
| Waterfall Attorneys | Tucson | AZ | 06/2021 | 07/2022 |
| Lpl Financial Llc | Tucson | AZ | 07/2022 | 08/2023 |
| Bmo Harris Bank | Tucson | AZ | 08/2023 | Present |
| Lpl Financial | Tucson | AZ | 09/2024 | Present |
1 - 09/30/2024 - Hopson Bookkeeping - Accounting/Bookingkeeping - Inv Related - AZ 85747 - OBA Start Date: 01/01/2021 - 1 Hrs/Mth - 0 Hrs During Trading. 2 - 09/30/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-27 |
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