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Kelsey Rose Spirz

Nuveen Asset Management, LLC

Los Angeles, CA

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-05-11
  • IL RA
    APPROVED
    Since 2017-05-11

Branch Locations

2049 Century Park East Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc San Francisco CA 11/2016 Present
Unemployed San Francisco CA 05/2016 10/2016
Nuveen Asset Management, Llc Chicago IL 11/2016 Present
  • 11/2016 → Present
    Nuveen Securities, Llc
    San Francisco, CA
  • 05/2016 → 10/2016
    Unemployed
    San Francisco, CA
  • 11/2016 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-09
  • S66 Uniform Combined State Law Examination
    2017-05-09
Other Names
  • Kelsey Spirz

View on SEC IAPD

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