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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-12-11 |
Branch Locations
Pequot Lakes, MN • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Pequot Lakes | MN | 09/1992 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Pequot Lakes | MN | 11/2016 | 05/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 12/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 12/2023 | Present |
| Breezy Bell Cruises Inc | Breezy Point | MN | 05/2023 | 10/2023 |
Breezy Belle Cruises Inc. / First Mate Boat Crew Member. Crew member for public and private charter boat lake tours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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