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Lindsey Michelle Gearhart

Wells Fargo Clearing Services, LLC

Cumming, GA

Marietta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-06-24
  • GA RA
    APPROVED
    Since 2021-06-24

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

3601 Sandy Plains Rd, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Woodstock GA 11/2016 Present
Wells Fargo Bank Na Woodstock GA 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-08
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2020-12-08
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Lindsey Michelle Marshall
  • Lindsey Michelle York
  • Lindsey Kendall
  • Lindsey Michelle Kendall

View on SEC IAPD

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